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Wendy Prince and Associates

Lawyers. Advisors. Compliance.


About Us






"A boutique law firm with established focus on regulatory response in the finance, cryptocurrency and energy sectors." 











Areas of Practice...

  Defending:

Insider Trading

Market Manipulation

Serious Market Misconduct

Administrative Hearings (Bannings)


Markets Disciplinary Panel (MDP)

Product Design and Distribution Obligations

Finfluencers


Responding to search warrants and regulatory forthwith notices.

Responding to Regulators including ASIC, ACCC, AER and the ASX.

Representation at compulsory examinations including s. 19 ASIC Act and s. 155 of the Competition and Consumer Act.


Legal Professional Privilege and independent third party document review.

2nd opinions

Additional litigation resourcing.


Internal and workplace investigations and audits.










"All men can see these tactics whereby I conquer, but what none can see is the strategy out of which victory is evolved." 

Sun Tzu, The Art of War










Wendy Prince and Associates

Lawyers. Advisors. Compliance.


About Us



"A boutique law firm with established focus on regulatory response in the finance, cryptocurrency and energy sectors." 


Defending:

Insider Trading

Market Manipulation

Serious Market Misconduct

Administrative Hearings (Bannings)

Markets Disciplinary Panel (MDP)

Product Design and Distribution Obligations

Finfluencers


Responding to search warrants and regulatory forthwith notices.

Responding to Regulators including ASIC, ACCC, AER and the ASX


Representation at compulsory examinations including s. 19 ASIC Act and s. 155 of the Competition and Consumer Act.



Legal Professional Privilege and independent third party document review. 

2nd opinions

Additional litigation resourcing.

Internal and workplace investigations and audits.


Representation at compulsory examinations including s. 19 ASIC Act and s. 155 of the Competition and Consumer Act.


Legal Professional Privilege and independent third party document review. 

2nd opinions

Additional litigation resourcing.

Internal and workplace investigations and audits.










"All men can see these tactics whereby I conquer, but what none can see is the strategy out of which victory is evolved." 

Sun Tzu, The Art of War






"All men can see these tactics whereby I conquer, but what none can see is the strategy out of which victory is evolved." 

Sun Tzu, The Art of War


SYDNEY


MELBOURNE




BRISBANE


PERTH        

Liability limited by a scheme approved under Professional Standards Legislation.

© Copyright 2021 WENDY PRINCE AND ASSOCIATES Pty Ltd | ABN 5665 163 0885   |  0458 503 863 

Websites with ThinkBowl

SYDNEY   MELBOURNE  BRISBANE  PERTH

Liability limited by a scheme approved under Professional Standards Legislation.

© Copyright 2021 WENDY PRINCE AND ASSOCIATES Pty Ltd | ABN 5665 163 0885   |  0458 503 863 

 Websites with ThinkBowl